Asset Manager Code of Conduct

CAPSTONE Investment Group has adopted and seeks to adhere to the CFA® Institute Asset Manager Code of Professional Conduct.  This document serves as a foundational guide to the process and procedure employed by the Firm in the management of client funds.  The full text of the document can be accessed thru the link below and the basic principles are as follows:

  1. Act in a professional and ethical manner at all times
  2. Act for the benefit of clients.
  3. Act with independence and objectivity
  4. Act with skill, competence and diligence.
  5. Communicate with clients in a timely and accurate manner.
  6. Uphold the applicable rules governing capital markets.

The CFA Institute is a non-profit organization which oversees and administers the Chartered Financial Analyst® designation.  Obtaining the CFA® designation requires successfully passing 3 rigorous tests over a minimum 3 year time frame.  No other industry designation provides the breadth and depth of knowledge expressly for the purpose of enhancing skill in the professional management of client assets.  Partner Steven Elliott is currently a Level I Candidate for the CFA Designation.

CFA Website

 

CAPSTONE RESPONSE TO COVID-19

We want to do all we can to keep our clients, team and community safe during this Coronavirus health crisis. Therefore, CAPSTONE is practicing social-distancing and all client reviews will either be by phone or video conferencing.
While our lobby remains closed, our phones are open, and team is ready to meet your needs.
Call 360-570-9888 or e-mail capstonecare@capstoneig.net.
Your investment goals are important to us! With wisdom, discipline and understanding as a solid foundation, even as the Coronavirus situation changes, your value to us remains steady. Staying connected is more important than ever, so let us know how our CAPSTONE Team can best serve you.